SPLK-2003 Splunk SOAR Certified Automation Developer Exam Question and Answers

Selecting the New option under Sources in the Splunk SOAR menu typically initiates the New Data Ingestion wizard. This wizard guides users through the process of configuring new data sources for ingestion into the SOAR platform. It is designed to streamline the setup of various data inputs, such as event logs, threat intelligence feeds, or notifications from other security tools, ensuring that SOAR can receive and process relevant security data efficiently. This feature is crucial for expanding SOAR's monitoring and response capabilities by integrating diverse data sources. Options A, C, and D do not accurately describe what is displayed when the New option under Sources is selected, making option B the correct choice.

New Data Ingestion wizard allows you to create a new data source for Splunk SOAR (On-premises) by selecting the type of data, the ingestion method, and the configuration options. The other options are incorrect because they do not match the description of the New option under Sources on the menu. For example, option A refers to a list of new assets, which is not related to data ingestion. Option C refers to a list of new data sources, which is not what the New option does. Option D refers to a list of new events, which is not the same as creating a new data source.

In Splunk SOAR, when working on a case and analyzing events, items marked as significant evidence are aggregated for review. These evidence items can be collectively viewed on the Investigation page under the Evidence tab. This centralized view allows analysts to easily access and review all marked evidence related to a case, facilitating a streamlined analysis process and ensuring that key information is readily available for investigation and decision-making.

The correct answer is C because the best way to restrict the execution of playbooks to members of the admin role is to make sure the Execute Playbook capability is removed from all roles except admin. The Execute Playbook capability is a permission that allows a user to run any playbook on any container. By default, all roles have this capability, but it can be removed or added in the Phantom UI by going to Administration > User Management > Roles. Removing this capability from all roles except admin will ensure that only admin users can execute playbooks. See Splunk SOAR Documentation for more details. To ensure that only members of the admin role can execute specific playbooks on the Phantom server, the most effective approach is to manage role-based access controls (RBAC) directly. By configuring the system to remove the "Execute Playbook" capability from all roles except for the admin role, you can enforce this rule. This method leverages Phantom's built-in RBAC mechanisms to restrict playbook execution privileges. It is a straightforward and secure way to ensure that only users with the necessary administrative privileges can initiate the execution of sensitive or critical playbooks, thus maintaining operational security and control.

In Splunk Phantom, user prompts are actions that require human input. To evaluate the results of a user prompt, you can set the response requirement in the action result summary. By setting action_result.summary.response to required, the playbook ensures that it captures the user's input and can act upon it. This is critical in scenarios where subsequent actions depend on the choices made by the user in response to a prompt. Without setting this, the playbook would not have a defined way to handle the user response, which might lead to incorrect or unexpected playbook behavior.

 In Splunk SOAR, it is possible to import external Python libraries, such as the time module, within the scope of a playbook's global code block. The global block allows users to define custom Python code, including imports of standard Python libraries that are included in the Phantom platform's Python environment. This capability enables the extension of playbooks' functionality with additional Python logic, making playbooks more powerful and versatile in their operations.

The default log level for system health debug logs in Splunk SOAR is typically set to INFO. This log level provides a balance between verbosity and relevance, offering insights into the operational status of the system without the detailed granularity of DEBUG or the limited scope of WARN and ERROR levels.

The default log level for system health debug logs is INFO. This means that only informational messages and higher severity messages (such as WARN, ERROR, or CRITICAL) are written to the log files. You can adjust the logging level for each daemon running in Splunk SOAR to help debug or troubleshoot issues. For more details, see Configure the logging levels for Splunk SOAR (On-premises) daemons.

In Splunk SOAR, once an artifact is entered, it cannot be modified. An artifact refers to a piece of data associated with a specific container, such as log files, emails, or other relevant information in an incident. The immutable nature of artifacts ensures the integrity and forensic value of the data. By preventing modification after creation, SOAR maintains a secure and audit-compliant environment, ensuring that data remains trustworthy throughout the incident's lifecycle. However, containers, comments, and notes can be updated or modified, making artifacts unique in their immutability.

References:

Splunk SOAR User Guide: Artifacts and Containers.

Splunk SOAR Best Practices for Incident Management.

The default embedded search engine used by Splunk SOAR (formerly known as Phantom) is the embedded Splunk search engine. Here’s a detailed explanation:

Embedded Splunk Search Engine:

Splunk SOAR uses an embedded, preconfigured version of Splunk Enterprise as its native search engine.

This integration allows for powerful searching capabilities within Splunk SOAR, leveraging Splunk’s robust search and indexing features.

Search Configuration:

While the embedded Splunk search engine is the default, organizations have the option to configure Splunk SOAR to use a different Splunk Enterprise deployment or an external Elasticsearch instance.

This flexibility allows organizations to tailor their search infrastructure to their specific needs and existing environments.

Search Capabilities:

The embedded Splunk search engine enables users to perform complex searches, analyze data, and generate reports directly within the Splunk SOAR platform.

It supports the full range of Splunk’s search processing language (SPL) commands, functions, and visualizations.

References:

Splunk SOAR Documentation: Configure search in Splunk Phantom1.

Splunk SOAR Documentation: Configure search in Splunk SOAR (On-premises)2.

In summary, the embedded Splunk search engine is the default search engine in Splunk SOAR, providing a seamless and powerful search experience for users within the platform. 😊

To restrict playbook execution to members of the admin role within Splunk SOAR, the 'Execute Playbook' capability must be managed appropriately. This is done by ensuring that this capability is removed from all other roles except the admin role. Role-based access control (RBAC) in Splunk SOAR allows for granular permissions, which means you can configure which roles have the ability to execute playbooks, and by restricting this capability, you can control which users are able to initiate playbook runs.

The severity of a container in Splunk Phantom can be set manually or automatically during the ingestion process. In addition to these methods, playbooks can also change the severity of a container. Playbooks are automated workflows that define a series of actions based on certain triggers and conditions. Within a playbook, actions can be defined to adjust the severity level of a container depending on the analysis of the event data, the outcome of actions taken, or other contextual factors. This dynamic adjustment allows for a more accurate and responsive incident prioritization as new information becomes available during the investigation process.

The Splunk App for Phantom is designed to facilitate the integration between Splunk Enterprise Security and Splunk SOAR (Phantom), enabling the seamless forwarding of notable events from Splunk to Phantom. This app allows users to leverage the analytical and data processing capabilities of Splunk ES and utilize Phantom for automated orchestration and response. The app typically includes mechanisms for specifying which notable events to send to Phantom, formatting the data appropriately, and ensuring secure communication between the two platforms. This integration is crucial for organizations looking to combine the strengths of Splunk's SIEM capabilities with Phantom's automation and orchestration features to enhance their security operations.

In Splunk Phantom, labels are used to categorize containers and trigger specific automated responses. When a container is created, labels can be assigned to it based on the nature of the event, type of incident, or other criteria. These labels are then matched against playbooks, which have label conditions defined within them. When the conditions are met, the corresponding playbooks are automatically executed. Labels do not directly control service level agreements, default severity, ownership, sensitivity, or app execution permissions.

Filter blocks are used to add information to custom lists in Phantom VPE. Filter blocks allow the user to specify a list name and a filter expression to select the data to be added to the list. Action blocks are used to execute app actions, API blocks are used to make REST API calls, and decision blocks are used to evaluate conditions and branch the playbook execution. In the Phantom Visual Playbook Editor (VPE), an API block is used to interact with various external APIs, including custom lists within Phantom. Custom lists are key-value stores that can be used to maintain state, aggregate data, or track information across multiple playbook runs. API blocks allow the playbook to make GET, POST, PUT, and DELETE requests to these lists, facilitating the addition, retrieval, update, or removal of information. This makes API blocks a versatile tool in managing custom list data within playbooks.

In scenarios where there's a need to run different on_poll searches for a Splunk Cloud instance from Splunk SOAR, configuring a second Splunk asset for the additional query is a practical solution. Splunk SOAR's architecture allows for multiple assets of the same type to be configured with distinct settings. By setting up a second Splunk asset specifically for the second on_poll search query, users can maintain separate configurations and ensure that each query is executed in its intended context without interference. This approach provides flexibility in managing different data collection or monitoring needs within the same SOAR environment.

To limit the impact of custom code on the Visual Playbook Editor (VPE) in Splunk SOAR, custom code should be placed within a custom function block. Custom function blocks are designed to encapsulate code within a playbook, allowing users to input their own Python code and execute it as part of the playbook run. By confining custom code to these blocks, it maintains the VPE's performance and stability by isolating the custom code from the core functions of the playbook.

A custom function block is a way of adding custom Python code to your playbook, which can expand the functionality and processing of your playbook logic. Custom functions can also interact with the REST API in a customizable way. You can share custom functions across your team and across multiple playbooks to increase collaboration and efficiency. To create custom functions, you must have Edit Code permissions, which can be configured by an Administrator in Administration > User Management > Roles and Permissions. Therefore, option C is the correct answer, as it is the recommended way of placing custom code on the VPE, which limits the impact of custom code on the VPE performance and security. Option A is incorrect, because a custom container or a separate KV store are not valid ways of placing custom code on the VPE, but rather ways of storing data or artifacts. Option B is incorrect, because a separate code repository is not a way of placing custom code on the VPE, but rather a way of managing and versioning your code outside of Splunk SOAR. Option D is incorrect, because a separate container is not a way of placing custom code on the VPE, but rather a way of creating a new event or case.

1: Add custom code to your Splunk SOAR (Cloud) playbook with the custom function block using the classic playbook editor

DECIDED process is a core component of the SOAR automation engine that handles the execution of playbooks and actions. The DECIDED process can be restarted by restarting the automation service, which can be done from the command line using the service phantom restart command2. Restarting the automation service also restarts the playbook daemon, which is another core component of the SOAR automation engine that handles the loading and unloading of playbooks3. Therefore, option D is the correct answer, as it restarts both the DECIDED process and the playbook daemon. Option A is incorrect, because restarting the playbook daemon alone does not restart the DECIDED process. Option B is incorrect, because the System Health page does not provide an option to restart the DECIDED process or the automation service. Option C is incorrect, because the Administration > Server Settings page does not provide an option to restart the DECIDED process or the automation service.

In Splunk SOAR, if the DECIDED process, which is responsible for playbook execution, needs to be restarted, this can typically be done by restarting the automation (or phantom) service. This service manages the automation processes, including playbook execution. Restarting it can reset the DECIDED process, resolving issues related to playbook execution or process hangs.

The simplest way to pass data between playbooks in Splunk SOAR is through the use of artifacts. Artifacts are objects that can store data and are associated with containers. When multiple playbooks work on a single container, they can access and manipulate the same set of artifacts, allowing for seamless data transfer between playbooks. This method is straightforward and does not require additional setup or management of external storage systems, making it the most direct and efficient way to pass data within the Splunk SOAR environment1.

References:

Passing data between SOAR playbooks - Splunk Lantern

 The correct answer is A because after a successful POST to a Phantom REST endpoint to create a new object, the result returned is the new object ID. The object ID is a unique identifier for each object in Phantom, such as a container, an artifact, an action, or a playbook. The object ID can be used to retrieve, update, or delete the object using the Phantom REST API. The answer B is incorrect because after a successful POST to a Phantom REST endpoint to create a new object, the result returned is not the new object name, which is a human-readable name for the object. The object name can be used to search for the object using the Phantom web interface. The answer C is incorrect because after a successful POST to a Phantom REST endpoint to create a new object, the result returned is not the full CEF name, which is a standard format for event data. The full CEF name can be used to access the CEF fields of an artifact using the Phantom REST API. The answer D is incorrect because after a successful POST to a Phantom REST endpoint to create a new object, the result returned is not the PostGres UUID, which is a unique identifier for each row in a PostGres database. The PostGres UUID is not exposed to the Phantom REST API. Reference: Splunk SOAR REST API Guide, page 17. When a POST request is made to a Phantom REST endpoint to create a new object, such as an event, artifact, or container, the typical response includes the ID of the newly created object. This ID is a unique identifier that can be used to reference the object within the system for future operations, such as updating, querying, or deleting the object. The response does not usually include the full name or other specific details of the object, as the ID is the most important piece of information needed immediately after creation for reference purposes.

In Splunk SOAR, a child playbook can access both the container data and the action result data from the parent playbook. This capability allows child playbooks to continue processing data or actions that were initiated by the parent playbook, ensuring smooth data flow and facilitating complex workflows across multiple playbooks. When a parent playbook calls a child playbook, the container (which holds the event and artifact data) and action results (which hold the outputs of previously executed actions) are passed to the child playbook.

This access enables more flexible and powerful automation by allowing the child playbook to build upon the work done by the parent.

References:

Splunk SOAR Playbook Documentation.

Splunk SOAR Playbook Development Best Practices.

Splunk SOAR (formerly Phantom) does not natively run on Windows servers as it is primarily designed for Linux environments. However, it can be deployed on a Windows server through virtualization. By running the Phantom OVA (Open Virtualization Appliance) as a virtual machine, users can utilize virtualization platforms like VMware or VirtualBox on a Windows server to host the Phantom environment. This approach allows for the deployment of Phantom in a Windows-centric infrastructure by leveraging virtualization technology to encapsulate the Phantom application within a supported Linux environment provided by the OVA.

 A step when configuring event forwarding from Splunk to Phantom is to create a Splunk alert that uses the event_forward.py script to send events to Phantom. This script will convert the Splunk events to CEF format and send them to Phantom as containers. The other options are not valid steps for event forwarding. See Forwarding events from Splunk to Phantom for more details.

Configuring event forwarding from Splunk to Phantom typically involves creating a Splunk alert that leverages a script (like event_forward.py) to automatically send triggered event data to Phantom. This setup enables Splunk to act as a detection mechanism that, upon identifying notable events based on predefined criteria, forwards these events to Phantom for further orchestration, automation, and response actions. This integration streamlines the process of incident management by connecting Splunk's powerful data analysis capabilities with Phantom's orchestration and automation framework.

For Splunk SOAR to connect with Splunk Enterprise, certain default ports must be configured to facilitate communication between the two platforms. Typically, SplunkWeb, which serves the Splunk Enterprise web interface, uses port 8000. SplunkD, the Splunk daemon that handles most of the back-end services, listens on port 8089. The HTTP Event Collector (HEC), which allows HTTP clients to send data to Splunk, typically uses port 8088. These ports are essential for the integration, allowing SOAR to send data to Splunk for indexing, searching, and visualization. Options A, B, and D list incorrect port configurations for this purpose, making option C the correct answer based on standard Splunk configurations.

These are the default ports used by Splunk SOAR (On-premises) to communicate with the embedded Splunk Enterprise instance. SplunkWeb is the web interface for Splunk Enterprise, SplunkD is the management port for Splunk Enterprise, and HTTP Collector is the port for receiving data from HTTP Event Collector (HEC). The other options are either incorrect or not default ports. For example, option B has the SplunkWeb and SplunkD ports reversed, and option D has arbitrary port numbers that are not used by Splunk by default.

In Splunk SOAR, the asset configuration consists of several key tabs that are essential for setting up and managing an asset. These tabs include:

Asset Info: Contains general information about the asset, such as its name and description.

Asset Settings: This tab allows for configuring specific settings related to the asset, including any connections or integrations.

Approval Settings: This section manages settings related to the approval process for actions that require explicit authorization.

Access Control: This tab helps control user access to the asset, specifying permissions and roles.

These four tabs are essential for configuring an asset in SOAR, making sure the asset works as expected and that the right people have access to it.

References:

Splunk SOAR Documentation: Asset Configuration.

Splunk SOAR Best Practices: Asset Management and Configuration.

The Phantom API command to create a custom list is phantom.create_list(). This command takes a list name and an optional description as parameters and returns a list ID if successful. The other commands are not valid Phantom API commands. phantom.add_list() is a Python function that can be used in custom code blocks to add data to an existing list.  To create a custom list in Splunk Phantom, the appropriate API command used is phantom.create_list(). This function allows for the creation of a new list that can be used to store data such as IP addresses, file hashes, or any other information that you want to track or reference across multiple playbooks or within different parts of the Phantom platform. The custom list is a flexible data structure that can be leveraged for various use cases within Phantom, including data enrichment, persistent storage of information, and cross-playbook data sharing.

Custom CEF fields can be created with a name and a data type. The name must be unique and the data type must be one of the following: string, int, float, bool, or list. The severity is not a valid option for custom CEF fields. See Creating custom CEF fields for more details. When creating Custom Common Event Format (CEF) fields in Splunk SOAR (formerly Phantom), the essential values you need to specify are the "Name" of the field and the "Data Type." The "Name" is the identifier for the field, while the "Data Type" specifies the kind of data the field will hold, such as string, integer, IP address, etc. This combination allows for the structured and accurate representation of data within SOAR, ensuring that custom fields are compatible with the platform's data processing and analysis mechanisms.

Configuring SOAR search to use an external Splunk server allows for the automation of Splunk searches within SOAR. This integration enables Splunk SOAR to leverage the powerful search capabilities of an external Splunk Cloud Platform or Enterprise instance, thereby enhancing the ability to search for Splunk SOAR data using Splunk’s search language (SPL). It also facilitates the use of universal forwarders to send SOAR data to your Splunk deployment12. While the other options may be benefits of using Splunk in general, the specific advantage of configuring SOAR search with an external Splunk server is the automation of searches, which can streamline the process of querying and analyzing SOAR data within the Splunk environment12.

References:

Splunk SOAR documentation on configuring search in Splunk SOAR1.

Splunk SOAR documentation on understanding the remote-search service in Splunk App for SOAR2

For a container in Splunk SOAR to utilize context-aware actions designed for notable events from Splunk, it is crucial to ensure that the notable event's unique identifier (event_id) is included in the search results pulled into SOAR. Moreover, by adding a Common Event Format (CEF) definition for the event_id field within Phantom, and setting its data type to something that denotes it as a Splunk notable event ID, SOAR can recognize and appropriately handle these identifiers. This setup facilitates the correct mapping and processing of notable event data within SOAR, enabling the execution of context-aware actions that are specifically tailored to the characteristics of Splunk notable events.

In Splunk SOAR, playbooks can execute actions either synchronously (waiting for one action to complete before starting the next) or asynchronously (allowing actions to run concurrently). If a playbook starts executing before the previous one has completed, it indicates that synchronous execution has not been properly configured between these playbooks. This is crucial when the output of one playbook is a dependency for the subsequent playbook. Options B, C, and D do not directly address the observed behavior of concurrent playbook execution, making option A the most accurate explanation for why the second playbook starts before the completion of the first.

synchronous execution is a feature of the SOAR automation engine that allows you to control the order of execution of playbook blocks. Synchronous execution ensures that a playbook block waits for the completion of the previous block before starting its execution. Synchronous execution can be enabled or disabled for each playbook block in the playbook editor, by toggling the Synchronous Execution switch in the block settings. Therefore, option A is the correct answer, as it states the cause of the behavior where the second playbook starts executing before the first one completes. Option B is incorrect, because the first playbook performing poorly is not the cause of the behavior, but rather a possible consequence of the behavior. Option C is incorrect, because the sleep option for the second playbook is not the cause of the behavior, but rather a workaround that can be used to delay the execution of the second playbook. Option D is incorrect, because the join configuration on the second playbook is not the cause of the behavior, but rather a way of merging multiple paths of execution into one.

In Splunk SOAR, parent and child playbooks can pass information between each other using arguments. The parent playbook can pass specific arguments to the child playbook when it is called, enabling the child playbook to utilize these values in its execution. Once the child playbook finishes its execution, it can return values through the end block. This mechanism allows for efficient and structured communication between parent and child playbooks, enabling complex, multi-step automation workflows.

Other options are incorrect because creating artifacts with specific naming conventions is not necessary for passing information between playbooks, and artifacts are not used for argument or result passing between playbooks in this manner.

References:

Splunk SOAR Documentation: Playbook Development Guide.

Splunk SOAR Best Practices: Parent and Child Playbooks Communication.

The asset ingestion setting 'Polling Interval' within Splunk SOAR determines how frequently the SOAR platform will poll an asset to ingest data. This setting is crucial for assets that are configured to pull in data from external sources at regular intervals. Adjusting the polling interval allows administrators to balance the need for timely data against network and system resource considerations.

An asset ingestion setting is a configuration option that allows you to specify how often SOAR should poll an asset for new data. Data ingestion settings are available for assets such as QRadar, Splunk, and IMAP. To configure ingestion settings for an asset, you need to navigate to the Asset Configuration page, select the Ingest Settings tab, and edit the Polling Interval field. The Polling Interval is the number of seconds between each poll request that SOAR sends to the asset. Therefore, option A is the correct answer, as it is the only option that is an asset ingestion setting in SOAR. Option B is incorrect, because Tag is not an asset ingestion setting, but a way of labeling an asset for easier identification and filtering. Option C is incorrect, because File format is not an asset ingestion setting, but a way of specifying the format of the data that is ingested from an asset. Option D is incorrect, because Operating system is not an asset ingestion setting, but a way of identifying the type of system that an asset runs on.

1: Configure ingest settings for a Splunk SOAR (On-premises) asset