Databricks-Certified-Data-Engineer-Associate Databricks Certified Data Engineer Associate Exam Question and Answers

 Databricks cluster pools are a set of idle, ready-to-use instances that can reduce cluster start and auto-scaling times. This is useful for scenarios where a data team needs to run an automated report as quickly as possible, without waiting for the cluster to launch or scale up. Cluster pools can also help save costs by reusing idle instances across different clusters and avoiding DBU charges for idle instances in the pool. References: Best practices: pools | Databricks on AWS, Best practices: pools - Azure Databricks | Microsoft Learn, Best practices: pools | Databricks on Google Cloud

 The keyword that can be used to compact the small files associated with a Delta table is OPTIMIZE. The OPTIMIZE command performs file compaction on a Delta table by rewriting a set of small files into a set of larger files1. This can improve the performance of queries that scan the table by reducing the number of files that need to be read and the amount of metadata that needs to be processed1. The OPTIMIZE command can also optionally sort the data within each file by a given set of columns, which can further improve the query performance by enabling data skipping and predicate pushdown1. The OPTIMIZE command can be applied to the whole table or to a specific partition of the table1.

The other keywords are not suitable for compacting the small files associated with a Delta table. REDUCE is a keyword used in the SQL syntax for aggregating data using a user-defined function2. COMPACTION is not a valid keyword in SQL or Python. REPARTITION is a keyword used in the Python syntax for changing the number of partitions of a DataFrame or an RDD3. VACUUM is a keyword used to remove files that are no longer referenced by a Delta table and are older than a retention threshold4.

Delta Lake is an open source project that provides ACID transactions, time travel, and other features on top of Apache Parquet, a columnar file format that is widely used for big data analytics. Delta Lake uses versioned Parquet files to store your data in your cloud storage, along with JSON files as transaction logs and checkpoint files to track the changes and ensure data integrity. Delta Lake is compatible with any Apache Hive compatible file format, such as CSV, JSON, or AVRO, but it primarily stores data as Parquet files for better performance and compression. References: How to Create Delta Lake tables, 5 reasons to choose Delta Lake format (on Databricks), Parquet vs Delta format in Azure Data Lake Gen 2 store, What is Delta Lake? - Azure Databricks, Lakehouse and Delta tables - Microsoft Fabric

The command DESCRIBE DATABASE customer360; will return the location of the database customer360, along with its comment and properties. This command is an alias for DESCRIBE SCHEMA customer360;, which can also be used to get the same information. The other commands will either drop the database, alter its properties, or use it as the current database, but will not return its location12. References:

DESCRIBE DATABASE | Databricks on AWS

DESCRIBE DATABASE - Azure Databricks - Databricks SQL

 In Databricks SQL, you can use scheduled query executions to update your dashboards or enable routine alerts. By default, your queries do not have a schedule. To set the schedule, you can use the dropdown pickers to specify the frequency, period, starting time, and time zone. You can also choose to end the schedule on a certain date by selecting the End date checkbox and picking a date from the calendar. This way, you can ensure that the query does not run beyond the first week of the project’s release and does not incur any additional cost. Option A is incorrect, as setting a limit to the number of DBUs does not stop the query from running. Option B is incorrect, as there is no option to end the schedule after a certain number of refreshes. Option C is incorrect, as there is a way to ensure the query does not cost the organization money beyond the first week of the project’s release. Option D is incorrect, as setting a limit to the number of individuals who can manage the query’s refresh schedule does not affect the query’s execution or cost. References: Schedule a query, Schedule a query - Azure Databricks - Databricks SQL

Databricks Repos is a visual Git client and API in Databricks that supports common Git operations such as cloning, committing, pushing, pulling, and branch management. Databricks Notebooks versioning is a legacy feature that allows users to link notebooks to GitHub repositories and perform basic Git operations. However, Databricks Notebooks versioning does not support the use of multiple branches for development work, which is an advantage of using Databricks Repos. With Databricks Repos, users can create and manage branches for different features, experiments, or bug fixes, and merge, rebase, or resolve conflicts between them. Databricks recommends using a separate branch for each notebook and following data science and engineering code development best practices using Git for version control, collaboration, and CI/CD. References: Git integration with Databricks Repos - Azure Databricks | Microsoft Learn, Git version control for notebooks (legacy) | Databricks on AWS, Databricks Repos Is Now Generally Available - New ‘Files’ Feature in …, Databricks Repos - What it is and how we can use it | Adatis.

 A data lakehouse is a data management architecture that combines the flexibility, cost-efficiency, and scale of data lakes with the data management and ACID transactions of data warehouses, enabling business intelligence (BI) and machine learning (ML) on all data12. By using a data lakehouse, both the data analysis and data engineering teams can access the same data sources and formats, ensuring data consistency and quality across their reports. A data lakehouse also supports schema enforcement and evolution, data validation, and time travel to old table versions, which can help resolve data conflicts and errors1. References: 1: What is a Data Lakehouse? - Databricks 2: What is a data lakehouse? | IBM

To read from a stream source, the data engineer needs to use the spark.readStream method instead of the spark.read method. The spark.readStream method returns a DataStreamReader object that can be used to specify the details of the input source, such as the format, the schema, the path, and the options. The spark.read method is only suitable for batch processing, not streaming processing. The other changes are not necessary or correct for reading from a stream source. References: Structured Streaming Programming Guide, Read a stream, Databricks Data Sources

Auto Loader is a Structured Streaming source that incrementally and efficiently processes new data files as they arrive in cloud storage. It supports both Python and SQL in Delta Live Tables, which are ideal for building streaming data pipelines. Auto Loader can handle near real-time ingestion of millions of files per hour and provide exactly-once guarantees when writing data into Delta Lake. Auto Loader is not designed for dashboard, machine learning, serverless, or batch workloads, which have different requirements and characteristics. References: What is Auto Loader?, Delta Live Tables

 In Databricks, you can use different languages within the same notebook by using magic commands. Magic commands are special commands that start with a percentage sign (%) and allow you to change the behavior of the cell. To use SQL within a cell of a Python notebook, you can add %sql to the first line of the cell. This will tell Databricks to interpret the rest of the cell as SQL code and execute it against the default database. You can also specify a different database by using the USE statement. The result of the SQL query will be displayed as a table or a chart, depending on the output mode. You can also assign the result to a Python variable by using the -o option. For example, %sql -o df SELECT * FROM my_table will run the SQL query and store the result as a pandas DataFrame in the Python variable df. Option A is incorrect, as it is possible to use SQL in a Python notebook using magic commands. Option B is incorrect, as attaching the cell to a SQL endpoint is not necessary and will not change the language of the cell. Option C is incorrect, as simply writing SQL syntax in the cell will result in a syntax error, as the cell will still be interpreted as Python code. Option E is incorrect, as changing the default language of the notebook to SQL will affect all the cells, not just one. References: Use SQL in Notebooks - Knowledge Base - Noteable, [SQL magic commands - Databricks], [Databricks SQL Guide - Databricks]

 To return the number of null values in the member_id column, the best option is to use the count_if function, which counts the number of rows that satisfy a given condition. In this case, the condition is that the member_id column is null. The other options are either incorrect or not supported by Spark SQL. Option A will return the number of non-null values in the member_id column. Option B will not work because there is no count_null function in Spark SQL. Option D will not work because there is no null function in Spark SQL. Option E will not work because there is no count_null function in Spark SQL. References:

Built-in Functions - Spark SQL, Built-in Functions

count_if - Spark SQL, Built-in Functions

 Delta Live Tables expectations are optional clauses that apply data quality checks on each record passing through a query. An expectation consists of a description, a boolean statement, and an action to take when a record fails the expectation. The ON VIOLATION clause specifies the action to take, which can be one of the following: warn, drop, or fail. The drop action means that invalid records are dropped from the target dataset before data is written to the target. The failure is reported as a metric for the dataset, which can be viewed by querying the Delta Live Tables event log. The event log contains information such as the number of records that violate an expectation, the number of records dropped, and the number of records written to the target dataset. References:

Manage data quality with Delta Live Tables

Monitor Delta Live Tables pipelines

Delta Live Tables SQL language reference

 Option C is the correct answer because Parquet files have a well-defined schema that is embedded within the data itself. This means that the data types and column names of the Parquet files are automatically detected and preserved when creating an external table from them. This also enables the use of SQL and other structured query languages to access and analyze the data. CSV files, on the other hand, do not have a schema embedded in them, and require specifying the schema explicitly or inferring it from the data when creating an external table from them. This can lead to errors or inconsistencies in the data types and column names, and also increase the processing time and complexity.

One of the benefits of the Databricks Lakehouse Platform embracing open source technologies is that it avoids vendor lock-in. This means that customers can use the same open source tools and frameworks across different cloud providers, and migrate their data and workloads without being tied to a specific vendor. The Databricks Lakehouse Platform is built on open source projects such as Apache Spark™, Delta Lake, MLflow, and Redash, which are widely used and trusted by millions of developers. By supporting these open source technologies, the Databricks Lakehouse Platform enables customers to leverage the innovation and community of the open source ecosystem, and avoid the risk of being locked into proprietary or closed solutions. The other options are either not related to open source technologies (A, B, C, D), or not benefits of the Databricks Lakehouse Platform (A, B). References: Databricks Documentation - Built on open source, Databricks Documentation - What is the Lakehouse Platform?, Databricks Blog - Introducing the Databricks Lakehouse Platform.

To sync a Databricks Repo with the changes from a central Git repository, the data engineer needs to run the Git pull operation. This operation fetches the latest updates from the remote repository and merges them with the local repository. The data engineer can use the Pull button in the Databricks Repos UI, or use the git pull command in a terminal session. The other options are not relevant for this task, as they either push changes to the remote repository (Push), combine two branches (Merge), save changes to the local repository (Commit), or create a new local repository from a remote one (Clone). References:

Run Git operations on Databricks Repos

Git pull

The reason why all of the data files and metadata files were deleted from the file system after dropping the table is that the table was managed. A managed table is a table that is created and managed by Spark SQL. It stores both the data and the metadata in the default location specified by the spark.sql.warehouse.dir configuration property. When a managed table is dropped, both the data and the metadata are deleted from the file system.

Option B is not correct, as the size of the table’s data does not affect the behavior of dropping the table. Whether the table’s data is smaller or larger than 10 GB, the data files and metadata files will be deleted if the table is managed, and will be preserved if the table is external.

Option C is not correct, for the same reason as option B.

Option D is not correct, as an external table is a table that is created and managed by the user. It stores the data in a user-specified location, and only stores the metadata in the Spark SQL catalog. When an external table is dropped, only the metadata is deleted from the catalog, but the data files are preserved in the file system.

Option E is not correct, as a table must have a location to store the data. If the location is not specified by the user, it will use the default location for managed tables. Therefore, a table without a location is a managed table, and dropping it will delete both the data and the metadata.

Auto Loader provides a Structured Streaming source called cloudFiles that can process new data files as they arrive in cloud storage without any additional setup. Auto Loader uses a scalable key-value store to track ingestion progress and ensure exactly-once semantics. Auto Loader can ingest various file formats and load them into Delta Lake tables. Auto Loader is recommended for incremental data ingestion with Delta Live Tables, which extends the functionality of Structured Streaming and allows you to write declarative Python or SQL code to deploy a production-quality data pipeline. References: What is Auto Loader?, What is Auto Loader? | Databricks on AWS, Solved: How does Auto Loader ingest data? - Databricks - 5629

In Databricks, when creating a table, you can add a comment to columns or the entire table to provide more information about the data it contains. In this case, since it’s organization policy to indicate that the new table includes personally identifiable information (PII), option D is correct. The line of code would be added after defining the table structure and before closing with a semicolon. References: Data Engineer Associate Exam Guide, CREATE TABLE USING (Databricks SQL)

https://community.databricks.com/t5/data-engineering/sequential-vs-concurrency-optimization-questions-from-query/td-p/36696

The expected behavior when a batch of data containing data that violates the expectation is processed is that the job will fail. This is because the expectation clause has the ON VIOLATION FAIL UPDATE option, which means that if any record in the batch does not meet the expectation, the entire batch will be rejected and the job will fail. This option is useful for enforcing strict data quality rules and preventing invalid data from entering the target dataset.

Option A is not correct, as the ON VIOLATION FAIL UPDATE option does not drop the records that violate the expectation, but fails the entire batch. To drop the records that violate the expectation and record them as invalid in the event log, the ON VIOLATION DROP RECORD option should be used.

Option C is not correct, as the ON VIOLATION FAIL UPDATE option does not drop the records that violate the expectation, but fails the entire batch. To drop the records that violate the expectation and load them into a quarantine table, the ON VIOLATION QUARANTINE RECORD option should be used.

Option D is not correct, as the ON VIOLATION FAIL UPDATE option does not add the records that violate the expectation, but fails the entire batch. To add the records that violate the expectation and record them as invalid in the event log, the ON VIOLATION LOG RECORD option should be used.

Option E is not correct, as the ON VIOLATION FAIL UPDATE option does not add the records that violate the expectation, but fails the entire batch. To add the records that violate the expectation and flag them as invalid in a field added to the target dataset, the ON VIOLATION FLAG RECORD option should be used.

Delta Lake is the optimized storage layer that provides the foundation for storing data and tables in the Databricks lakehouse. Delta Lake is open source software that extends Parquet data files with a file-based transaction log for ACID transactions and scalable metadata handling1. Delta Lake stores its data and metadata in a collection of files in a directory on a cloud storage system, such as AWS S3 or Azure Data Lake Storage2. Each Delta table has a transaction log that records the history of operations performed on the table, such as insert, update, delete, merge, etc. The transaction log also stores the schema and partitioning information of the table2. The transaction log enables Delta Lake to provide ACID guarantees, time travel, schema enforcement, and other features1. References:

What is Delta Lake? | Databricks on AWS

Quickstart — Delta Lake Documentation

To send the Databricks Job owner an email in the case that the Job fails, the best approach is to set up an Alert in the Job page. This way, the Job owner can configure the email address and the notification type for the Job failure event. The other options are either not feasible, not reliable, or not relevant for this task. Manually programming an alert system in each cell of the Notebook is tedious and error-prone. Setting up an Alert in the Notebook is not possible, as Alerts are only available for Jobs and Clusters. There is a way to notify the Job owner in the case of Job failure, so option D is incorrect. MLflow Model Registry Webhooks are used for model lifecycle events, not Job events, so option E is not applicable. References:

Add email and system notifications for job events

Alerts

MLflow Model Registry Webhooks

The MERGE command can be used to upsert data from a source table, view, or DataFrame into a target Delta table. It allows you to specify conditions for matching and updating existing records, and inserting new records when no match is found. This way, you can avoid writing duplicate records into a Delta table1. The other commands (DROP, IGNORE, APPEND, INSERT) do not have this functionality and may result in duplicate records or data loss234. References: 1: Upsert into a Delta Lake table using merge | Databricks on AWS 2: SQL DELETE | Databricks on AWS 3: SQL INSERT INTO | Databricks on AWS 4: SQL UPDATE | Databricks on AWS

 To grant full permissions on a database to a user, group, or service principal, the GRANT ALL PRIVILEGES ON DATABASE command can be used. This command grants all the applicable privileges on the database, such as CREATE, SELECT, MODIFY, and USAGE. The other options are either incorrect or incomplete, as they do not grant all the privileges or specify the wrong database or principal. References:

GRANT

Privileges

A table is a data entity that is stored in a physical location and can be accessed by other data engineers in other sessions. A table can be created from one or more tables using the CREATE TABLE or CREATE TABLE AS SELECT commands. A table can also be registered from an existing DataFrame using the spark.catalog.createTable method. A table can be queried using SQL or DataFrame APIs. A table can also be updated, deleted, or appended using the MERGE INTO command or the DeltaTable API. References:

Create a table

Create a table from a query result

Register a table from a DataFrame

[Query a table]

[Update, delete, or merge into a table]

The Databricks web application is the user interface that allows you to create and manage workspaces, clusters, notebooks, jobs, and other resources. It is hosted completely in the control plane of the classic Databricks architecture, which includes the backend services that Databricks manages in your Databricks account. The other options are part of the compute plane, which is where your data is processed by compute resources such as clusters. The compute plane is in your own cloud account and network. References: Databricks architecture overview, Security and Trust Center QUESTION NO: 4

Which of the following benefits of using the Databricks Lakehouse Platform is provided by Delta Lake?

A. The ability to manipulate the same data using a variety of languages

B. The ability to collaborate in real time on a single notebook

C. The ability to set up alerts for query failures

D. The ability to support batch and streaming workloads

E. The ability to distribute complex data operations

Answer: D

Delta Lake is the optimized storage layer that provides the foundation for storing data and tables in the Databricks lakehouse. Delta Lake is fully compatible with Apache Spark APIs, and was developed for tight integration with Structured Streaming, allowing you to easily use a single copy of data for both batch and streaming operations and providing incremental processing at scale1. Delta Lake supports upserts using the merge operation, which enables you to efficiently update existing data or insert new data into your Delta tables2. Delta Lake also provides time travel capabilities, which allow you to query previous versions of your data or roll back to a specific point in time3. References: 1: What is Delta Lake? | Databricks on AWS 2: Upsert into a table using merge | Databricks on AWS 3: [Query an older snapshot of a table (time travel) | Databricks on AWS]

Learn more

The MERGE INTO command is used to perform upserts, which are a combination of insertions and updates, based on a source table into a target Delta table1. The MERGE INTO command can handle scenarios where the target table cannot contain duplicate records, such as when there is a primary key or a unique constraint on the target table. The MERGE INTO command can match the source and target rows based on a merge condition and perform different actions depending on whether the rows are matched or not. For example, the MERGE INTO command can update the existing target rows with the new source values, insert the new source rows that do not exist in the target table, or delete the target rows that do not exist in the source table1.

The INSERT INTO command is used to append new rows to an existing table or create a new table from a query result2. The INSERT INTO command does not perform any updates or deletions on the existing target table rows. The INSERT INTO command can handle scenarios where the location of the data needs to be changed, such as when the data needs to be moved from one table to another, or when the data needs to be partitioned by a certain column2. The INSERT INTO command can also handle scenarios where the target table is an external table, such as when the data is stored in an external storage system like Amazon S3 or Azure Blob Storage3. The INSERT INTO command can also handle scenarios where the source table can be deleted, such as when the source table is a temporary table or a view4. The INSERT INTO command can also handle scenarios where the source is not a Delta table, such as when the source is a Parquet, CSV, JSON, or Avro file5.

Delta Live Tables is a declarative framework for building reliable, maintainable, and testable data processing pipelines. You define the transformations to perform on your data and Delta Live Tables manages task orchestration, cluster management, monitoring, data quality, and error handling. Delta Live Tables supports both SQL and Python as the languages for defining your datasets and expectations. Delta Live Tables also supports both streaming and batch sources, and can handle both append-only and upsert data patterns. Delta Live Tables follows the medallion lakehouse architecture, which consists of three layers of data: bronze, silver, and gold. Therefore, migrating to Delta Live Tables does not require any of the changes listed in the options B, C, D, or E. The data engineer and data analyst can use the same languages, sources, and architecture as before, and simply declare their datasets and expectations using Delta Live Tables syntax. References:

What is Delta Live Tables?

Transform data with Delta Live Tables

What is the medallion lakehouse architecture?