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ACAMS Advanced-CAMS-Audit Exam Dumps - Actual Questions Answers

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ACAMS Advanced-CAMS-Audit Questions Answers

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Advanced-CAMS-Audit Questions and Answers

Question # 1

Which are the most important documents for an auditor to verify that a financial institution has proper controls in place for mitigating its money laundering risk exposure? (Select Two.)

A.

Money laundering risk assessment

B.

Internal controls including policies and procedures

C.

Management action plan for remediating audit findings

D.

List of politically exposed persons

E.

Log of law enforcement requests

Question # 2

The auditor identifies that the bank has launched trade finance services this year.When rating the various themes of the risk mitigants, which are expected to be impacted by the launchof these services? (Select Three.)

A.

M1.1

B.

M1.2

C.

M2.1

D.

M3.2

E.

M4.2

F.

M5.2

Question # 3

When reviewing changes to the organizational structure of an AML department, which factor should an auditor assess?

A.

Interaction with internal audit

B.

Staffing levels on the AML team

C.

Changes in board members

D.

Business reporting lines

ACAMS Related Exam in MyExamCollection

The followings list ACAMS Related in MyExamCollection, If you have other ACAMS certifications you want added please contact us.

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    Certified Anti-Money Laundering Specialist (the 6th edition)